Home Health Complaint Pathways

(State-by-State)

Home Health Complaint Pathways (State-by-State)

Home health agencies are subject to federal and state oversight when complaints are filed regarding patient care, patient rights, safety, or regulatory compliance. Complaint investigations may be initiated by patients, family members, caregivers, staff, or third parties and can result in surveys, deficiencies, enforcement actions, or licensure consequences. For Medicare-certified Home Health Agencies (HHAs), complaint handling obligations arise under the federal Conditions of Participation enforced by the Centers for Medicare & Medicaid Services (CMS), in coordination with state survey agencies and, where applicable, accrediting bodies. This table outlines how complaints are received, processed, investigated, and resolved on a state-by-state basis. Understanding these pathways allows attorneys and healthcare professionals to assess regulatory exposure, identify procedural failures, and leverage investigation timelines in medical-legal matters.

These resources are used by plaintiff and defense counsel nationwide for early case assessment, regulatory analysis, and litigation strategy in medically complex matters.

How to Use This Table

This table maps the formal complaint intake and investigation pathways applicable to Home Health Agencies in each state. These pathways operate independently of civil litigation and may be triggered before, during, or after a lawsuit.

Use this table to identify:

  • Which agency receives home health complaints in each state
  • How complaints are submitted (hotline, online form, written notice)
  • Required intake information or documentation
  • Expected investigation timelines and prioritization
  • Whether written findings or notices must be issued
  • Where escalation to CMS or other authorities may occur

Federal CMS requirements establish the baseline for complaint handling. States may impose additional procedural steps, shorter timelines, or broader investigative authority. Failure to follow complaint-handling requirements may resu

Jump to State (Table 2A)

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Jurisdiction Primary Complaint Agency Complaint Intake Method Required Intake Information Investigation Timeline Written Notice / Outcome Requirements Escalation Pathways
CMS Baseline
(All States + DC)
State Survey Agency (on behalf of CMS) State complaint hotline, online portal, written submission, or referral Complainant identity (may be confidential), patient identification, description of alleged noncompliance, date(s) of occurrence CMS requires timely investigation; prioritization depends on severity and immediate jeopardy risk Documentation of complaint, investigation findings, and resolution must be maintained and available for survey review Referral to CMS regional office, law enforcement, licensure boards, or other authorities as warranted
Alabama Alabama Department of Public Health (State Survey Agency) Complaint hotline, written complaint, or referral Complainant information (may be confidential), patient identifiers, description of alleged violation, dates of occurrence Timely investigation based on severity; immediate jeopardy complaints are prioritized Documentation of investigation and findings maintained by the agency; formal written notice issued when deficiencies are cited Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Alaska Alaska Department of Health (State Survey Agency) Online complaint form, phone hotline, written submission Patient identification, description of complaint, location of care, dates, and reporter contact information Investigation timeframe determined by complaint priority and risk level Findings documented in survey records; complainant may receive written notification of outcome Escalation to CMS, Adult Protective Services, or law enforcement when indicated
Arizona Arizona Department of Health Services (Bureau of Health Systems Licensing) Online complaint portal, phone hotline, or written complaint Facility name, patient identifiers, description of alleged noncompliance, supporting details or documentation Complaint investigations initiated based on triage and severity Written findings issued if deficiencies are substantiated; records retained for survey oversight Referral to CMS, professional licensing boards, or law enforcement as appropriate
Arkansas Arkansas Department of Health (Office of Long Term Care) Complaint hotline, online form, or written submission Complainant details, patient identification, allegation summary, dates, and location of services Investigations conducted according to complaint priority and risk classification Survey findings documented; written notice issued when regulatory violations are confirmed Escalation to CMS, licensure enforcement, or law enforcement when required
California California Department of Public Health (Licensing & Certification) Complaint hotline, online complaint form, or written complaint Patient information, facility identifiers, description of complaint, dates of alleged incidents Immediate jeopardy complaints investigated promptly; other complaints triaged by severity Written statement of deficiencies issued when violations are found; documentation retained for enforcement Referral to CMS, state licensure enforcement, or law enforcement as appropriate
Delaware Delaware Division of Health Care Quality (State Survey Agency) Online complaint form, phone intake, or written submission Complainant information (may be confidential), patient identifiers, description of alleged violation, dates and location of services Investigations prioritized by severity and risk; immediate jeopardy complaints addressed promptly Investigation findings documented; written notice issued when deficiencies are identified Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Florida Florida Agency for Health Care Administration (AHCA) Online complaint portal, phone hotline, or written complaint Facility and patient identification, description of complaint, dates of occurrence, supporting details Complaints triaged by AHCA; immediate jeopardy investigations initiated promptly Written notice of findings issued when violations are substantiated; records retained for enforcement and survey review Referral to CMS, licensure action, or law enforcement when warranted
Georgia Georgia Department of Community Health (Healthcare Facility Regulation) Online complaint form, phone intake, or written submission Patient identifiers, provider information, description of alleged noncompliance, dates of service Investigations initiated based on complaint severity and priority Survey findings documented; written notice issued if deficiencies are cited Referral to CMS, professional boards, or law enforcement as appropriate
Hawaii Hawaii Department of Health (Office of Health Care Assurance) Complaint hotline, online submission, or written complaint Complainant contact (optional), patient identification, description of complaint, dates and location Investigations prioritized by immediacy of risk to patient safety Findings documented in survey records; written notice issued when regulatory violations are confirmed Escalation to CMS regional office or law enforcement when indicated
Idaho Idaho Bureau of Facility Standards (State Survey Agency) Online complaint form, phone hotline, or written submission Patient identifiers, facility information, allegation summary, dates of occurrence Investigations initiated according to priority and potential immediate jeopardy Documentation of investigation and outcomes retained; written deficiency notices issued when applicable Referral to CMS, licensure enforcement, or law enforcement as warranted
Illinois Illinois Department of Public Health (Division of Health Care Facilities) Online complaint portal, phone intake, or written submission Facility name, patient identifiers, description of alleged violation, dates of occurrence, supporting details Investigations prioritized by severity; immediate jeopardy complaints receive expedited response Findings documented in survey records; written notice issued when deficiencies are substantiated Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Indiana Indiana Department of Health (Health Care Engineering & Survey) Online complaint form, phone hotline, or written complaint Patient and provider identification, allegation summary, dates and location of services Investigations initiated based on complaint triage and risk level Survey findings documented; written deficiency notices issued when regulatory violations are confirmed Escalation to CMS, professional licensing boards, or law enforcement when indicated
Iowa Iowa Department of Inspections, Appeals, and Licensing Online complaint system, phone intake, or written submission Complainant information (optional), patient identifiers, description of complaint, dates of occurrence Investigations conducted according to priority and potential immediate jeopardy Documentation of investigation and outcomes retained; written notice provided when deficiencies are cited Referral to CMS regional office or law enforcement as warranted
Kansas Kansas Department of Health and Environment (Health Occupations & Facilities) Online complaint form, phone intake, or written submission Facility information, patient identifiers, allegation summary, dates of service Investigations initiated based on complaint severity and risk classification Survey findings documented; written notice issued when regulatory violations are identified Referral to CMS, licensure enforcement, or law enforcement as appropriate
Kentucky Kentucky Office of Inspector General (Division of Health Care) Online complaint portal, phone hotline, or written complaint Patient identifiers, provider details, description of alleged noncompliance, dates of occurrence Investigations prioritized by immediacy of risk to patient safety Written findings issued when deficiencies are substantiated; documentation retained for enforcement Referral to CMS regional office, licensure action, or law enforcement when indicated
Louisiana Louisiana Department of Health (Health Standards Section) Online complaint form, phone intake, or written submission Patient and provider identifiers, description of alleged violation, dates of occurrence, supporting details Investigations prioritized by severity; immediate jeopardy complaints addressed promptly Survey findings documented; written notice issued when deficiencies are cited Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Maine Maine Department of Health and Human Services (Health Inspection Program) Online complaint portal, phone hotline, or written complaint Complainant information (may be confidential), patient identifiers, allegation summary, dates and location of services Investigations initiated based on complaint priority and risk level Findings documented in survey records; written notification provided when violations are substantiated Referral to CMS, licensing action, or law enforcement when warranted
Maryland Maryland Department of Health (Office of Health Care Quality) Online complaint form, phone intake, or written submission Patient identifiers, provider information, description of complaint, dates of alleged incidents Investigations prioritized by immediacy of risk to patient safety Written findings issued when deficiencies are identified; records retained for enforcement and survey review Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Massachusetts Massachusetts Department of Public Health (Health Care Facility Complaints) Online complaint portal, phone hotline, or written submission Facility name, patient identifiers, description of alleged violation, dates of service Immediate jeopardy complaints investigated promptly; other complaints triaged by severity Written statement of findings issued when regulatory violations are confirmed Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Michigan Michigan Department of Health and Human Services (Bureau of Community & Health Systems) Online complaint form, phone intake, or written complaint Patient identification, provider details, allegation summary, dates and location of services Investigations initiated according to complaint priority and potential immediate jeopardy Survey findings documented; written notice issued when deficiencies are cited Referral to CMS regional office, licensure action, or law enforcement when indicated
Minnesota Minnesota Department of Health (Health Regulation Division) Online complaint form, phone intake, or written submission Patient identifiers, provider information, description of alleged noncompliance, dates of occurrence Investigations prioritized by severity and potential immediate jeopardy Findings documented in survey records; written notice issued when deficiencies are substantiated Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Mississippi Mississippi State Department of Health (Health Facilities Licensure) Online complaint portal, phone hotline, or written complaint Complainant information (may be confidential), patient identifiers, description of complaint, dates of service Investigations initiated based on complaint priority and risk level Written findings issued when regulatory violations are confirmed; documentation retained for enforcement Referral to CMS regional office, licensure action, or law enforcement when indicated
Missouri Missouri Department of Health and Senior Services (Section for Health Standards) Complaint hotline, online form, or written submission Facility and patient identifiers, allegation summary, dates of occurrence, supporting details Investigations conducted according to priority and immediacy of risk Survey findings documented; written notice issued when deficiencies are cited Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Montana Montana Department of Public Health and Human Services (Licensure Bureau) Online complaint form, phone intake, or written submission Patient identifiers, provider details, description of alleged violation, dates and location of services Investigations prioritized by potential immediate jeopardy and severity Written findings issued when deficiencies are substantiated; records retained for survey oversight Referral to CMS regional office, licensure enforcement, or law enforcement when warranted
Nebraska Nebraska Department of Health and Human Services (Licensure Unit) Online complaint portal, phone hotline, or written submission Patient and provider identifiers, description of complaint, dates of alleged incidents Investigations initiated based on complaint triage and risk assessment Survey findings documented; written notice issued when regulatory violations are identified Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Nevada Nevada Department of Health and Human Services (Health Care Quality & Compliance) Online complaint form, phone intake, or written submission Patient identifiers, provider information, description of alleged violation, dates of occurrence, supporting details Investigations prioritized by severity and immediate jeopardy risk Findings documented in survey records; written notice issued when deficiencies are substantiated Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
New Hampshire New Hampshire Department of Health and Human Services (Health Facilities Administration) Online complaint portal, phone hotline, or written complaint Complainant information (may be confidential), patient identifiers, allegation summary, dates and location of services Investigations initiated based on complaint priority and potential risk Written findings issued when regulatory violations are identified; records retained for enforcement and survey review Referral to CMS regional office, licensure action, or law enforcement when indicated
New Jersey New Jersey Department of Health (Health Facility Survey & Field Operations) Online complaint form, phone intake, or written submission Facility and patient identifiers, description of alleged noncompliance, dates of service, supporting information Investigations prioritized by immediacy of risk to patient safety Survey findings documented; written deficiency notices issued when violations are confirmed Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
New Mexico New Mexico Department of Health (Health Facility Complaints) Online complaint portal, phone hotline, or written complaint Patient identifiers, provider details, description of complaint, dates and location of services Investigations initiated according to complaint triage and risk level Written findings issued when deficiencies are substantiated; documentation retained for survey oversight Referral to CMS regional office, licensure action, or law enforcement when warranted
New York New York State Department of Health (Home Care Complaint Unit) Complaint hotline, online submission, or written complaint Patient information, provider identifiers, description of alleged violation, dates of occurrence Immediate jeopardy complaints investigated promptly; other complaints triaged by severity Written statement of findings issued when regulatory violations are confirmed; records retained for enforcement Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
North Carolina North Carolina Division of Health Service Regulation (State Survey Agency) Online complaint form, phone intake, or written submission Complainant information (may be confidential), patient identifiers, description of alleged violation, dates and location of services Investigations prioritized by severity and immediate jeopardy risk Survey findings documented; written notice issued when deficiencies are substantiated Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
North Dakota North Dakota Department of Health and Human Services (Health Facilities) Online complaint portal, phone hotline, or written complaint Patient identifiers, provider information, description of complaint, dates of occurrence Investigations initiated based on complaint priority and risk assessment Written findings issued when regulatory violations are identified; records retained for survey oversight Referral to CMS regional office, licensure action, or law enforcement when indicated
Ohio Ohio Department of Health (Complaint Intake & Survey Operations) Online complaint system, phone intake, or written submission Facility and patient identifiers, allegation summary, dates of service, supporting details Immediate jeopardy complaints investigated promptly; other complaints triaged by severity Survey findings documented; written deficiency notices issued when violations are confirmed Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Oklahoma Oklahoma State Department of Health (Health Facility Complaints) Online complaint portal, phone hotline, or written complaint Patient identifiers, provider details, description of alleged noncompliance, dates of occurrence Investigations initiated according to complaint triage and risk level Written findings issued when deficiencies are substantiated; documentation retained for enforcement Referral to CMS regional office, licensure action, or law enforcement when warranted
Oregon Oregon Health Authority (Health Facility Licensing & Certification) Online complaint form, phone intake, or written submission Complainant information (optional), patient identifiers, description of complaint, dates and location of services Investigations prioritized by immediacy of risk to patient safety Written statement of findings issued when regulatory violations are confirmed; records retained for enforcement Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Pennsylvania Pennsylvania Department of Health (Division of Home Health) Online complaint form, phone intake, or written submission Patient identifiers, provider information, description of alleged violation, dates of occurrence, supporting details Investigations prioritized by severity; immediate jeopardy complaints addressed promptly Survey findings documented; written notice issued when deficiencies are substantiated Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Rhode Island Rhode Island Department of Health (Health Facilities Regulation) Online complaint portal, phone hotline, or written complaint Complainant information (may be confidential), patient identifiers, allegation summary, dates and location of services Investigations initiated based on complaint priority and risk level Written findings issued when regulatory violations are identified; records retained for survey oversight Referral to CMS regional office, licensure action, or law enforcement when indicated
South Carolina South Carolina Department of Health and Environmental Control (DHEC) Online complaint form, phone intake, or written submission Patient identifiers, provider details, description of complaint, dates and location of services Investigations prioritized by immediacy of risk to patient safety Survey findings documented; written notice issued when deficiencies are cited Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
South Dakota South Dakota Department of Health (Office of Health Care Facilities) Online complaint system, phone intake, or written submission Facility and patient identifiers, allegation summary, dates of service, supporting details Investigations conducted according to priority and immediacy of risk Written findings issued when regulatory violations are confirmed; documentation retained for enforcement Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Tennessee Tennessee Department of Health (Health Care Facilities) Online complaint portal, phone hotline, or written complaint Patient identifiers, provider information, description of alleged noncompliance, dates of occurrence Immediate jeopardy complaints investigated promptly; other complaints triaged by severity Written statement of findings issued when violations are substantiated; records retained for enforcement Referral to CMS regional office, licensure action, or law enforcement when warranted
Texas Texas Health and Human Services Commission (Regulatory Services) Online complaint portal, phone hotline, or written complaint Patient identifiers, provider information, description of alleged violation, dates of occurrence, supporting details Immediate jeopardy complaints investigated promptly; other complaints triaged by severity and risk level Survey findings documented; written notice issued when deficiencies are substantiated Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Utah Utah Department of Health and Human Services (Health Facility Licensing) Online complaint form, phone intake, or written submission Complainant information (optional), patient identifiers, description of complaint, dates and location of services Investigations initiated based on complaint priority and potential immediate jeopardy Written findings issued when regulatory violations are identified; records retained for survey oversight Referral to CMS regional office, licensure action, or law enforcement when indicated
Vermont Vermont Department of Health (Health Surveillance Division) Online complaint portal, phone hotline, or written complaint Patient identifiers, provider details, description of alleged noncompliance, dates of occurrence Investigations prioritized by immediacy of risk to patient safety Survey findings documented; written notice issued when deficiencies are substantiated Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Virginia Virginia Department of Health (Office of Licensure & Certification) Online complaint form, phone intake, or written submission Facility and patient identifiers, allegation summary, dates of service, supporting details Immediate jeopardy complaints investigated promptly; other complaints triaged by severity Written statement of findings issued when regulatory violations are confirmed Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Washington Washington State Department of Health (Health Systems Quality Assurance) Online complaint portal, phone hotline, or written complaint Patient identifiers, provider information, description of complaint, dates and location of services Investigations initiated according to complaint triage and risk level Written findings issued when deficiencies are substantiated; documentation retained for enforcement Referral to CMS regional office, licensure action, or law enforcement when warranted
West Virginia West Virginia Office of Health Facility Licensure & Certification Online complaint form, phone intake, or written submission Complainant information (may be confidential), patient identifiers, description of alleged violation, dates and location of services Investigations prioritized by severity and immediate jeopardy risk Survey findings documented; written notice issued when deficiencies are substantiated Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
Wisconsin Wisconsin Department of Health Services (Division of Quality Assurance) Online complaint portal, phone hotline, or written complaint Patient identifiers, provider information, description of complaint, dates of occurrence, supporting details Immediate jeopardy complaints investigated promptly; other complaints triaged by severity Written findings issued when regulatory violations are confirmed; documentation retained for enforcement Referral to CMS regional office, licensure enforcement, or law enforcement when warranted
Wyoming Wyoming Department of Health (Health Facilities Licensing) Online complaint form, phone intake, or written submission Facility and patient identifiers, allegation summary, dates of service, supporting information Investigations initiated based on complaint priority and risk level Survey findings documented; written notice issued when deficiencies are cited Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate
District of Columbia DC Department of Health (Health Regulation & Licensing Administration) Online complaint form, phone hotline, or written complaint Patient identifiers, provider details, description of alleged noncompliance, dates of occurrence Investigations prioritized by immediacy of risk to patient safety Written statement of findings issued when regulatory violations are confirmed; records retained for enforcement Referral to CMS regional office, licensure enforcement, or law enforcement as appropriate

State-Specific Home Health Complaint Pathways & Risk Management

Complaint pathways for home health agencies differ significantly by state, involving varying reporting procedures, timelines, and oversight entities. Navigating these pathways efficiently is critical to mitigate risks, avoid penalties, and maintain regulatory compliance. Our team provides state-specific analysis to identify compliance gaps, procedural errors, and strategic litigation leverage points within the complaint handling process.

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